Compliance and risk manager
Job Fit Check
Base Career helps you apply smarter for this job.
Key skills for this role
About the Role
Role- Compliance and Risk Officer The ideal candidate will have a strong background in risk management and compliance within the financial services and investment sector, combined with a proactive, hands-on approach and a passion for continuous learning.
Key Skills for This Role
Full Job Posting
Role- Compliance And Risk Officer
The ideal candidate will have a strong background in risk management and compliance within the financial services and investment sector, combined with a proactive, hands-on approach and a passion for continuous learning.
This role will also oversee centralization and
coordination of all outsourced legal and internal audit activities in the company.
Key Responsibilities
- Support and enhance the organization's risk management and compliance framework.
- Ensure adherence to applicable regulatory requirements and industry best practices.
- Liaise with regulatory bodies, particularly the Capital Market Authority (CMA).
- Conduct compliance monitoring, risk assessments, and control reviews.
- Identify, assess, and mitigate operational, regulatory, and compliance risks.
- Assist in the development and implementation of policies, procedures, and internal controls.
- Provide regulatory guidance and compliance support to business stakeholders.
- Prepare reports and documentation for senior management and regulatory submissions.
Requirements
- Experience in Risk, Compliance, Internal Audit, or related functions.
- Prior experience within financial services, investments, asset management, or a related sector is essential.
- Background with a Big 4 firm or management consulting organization is highly preferred.
- Strong knowledge of UAE regulatory requirements and practical experience dealing with the Capital Market Authority (CMA).
- Excellent analytical, problem-solving, and stakeholder management skills.
- Fluent in both English and Arabic (written and spoken) – mandatory.
- Skills: management,regulatory requirements,internal audit,risk management,risk,financial services,compliance
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Agram
Legal Advisor - Financial Services & Fintech
Dubai, UAE
Legal advisor – Financial Services & Fintech We are currently seeking a Senior professional to join a growing legal team specializing in financial services, fintech, and regulatory matters. Key Responsibilities Advise c
Legal Advisor – Financial Services & Fintech
Dubai, UAE
We are currently seeking a Senior professional to join a growing legal team specializing in financial services, fintech, and regulatory matters. Key Responsibilities Advise clients on financial services and fintech-rela
Senior Risk and Compliance Officer - Arabic Speaker
Dubai, UAE
Role Summary The position is responsible for leading the organization's risk and compliance framework, ensuring regulatory compliance, identifying and mitigating enterprise-wide risks, and overseeing outsourced legal and
Senior Risk & Compliance Officer – Arabic Speaker
Dubai, UAE
Location: UAE About The Role We are seeking an experienced Senior Risk & Compliance Officer to join our client, a well-established and reputable investment company based in Dubai. The ideal candidate will possess a stron
Senior Legal Advisor – Qatar
Doha, QAT
Job Title: Senior Legal Advisor – Qatar Location: Qatar We are looking for an experienced Senior Legal Advisor with strong knowledge of Qatari laws and regulations, particularly within the financial services sector.The s
Office Manager - Dubai
Dubai, UAE
Job Title: Office Manager Role Overview We are seeking a highly skilled and proactive Office Manager. The successful candidate will work closely with Senior C-Suite Leadership, acting as a trusted partner in managing pri
Accountant - Immidiate joinee preferred
Dubai, UAE
Job Title: Accountant (Zoho Books Experience Required) We are looking for a detail-oriented Accountant with hands-on experience in Zoho Books to join our team immediately. Note Candidates currently in the UAE with prior
Business Development Executive - UAE
Abu Dhabi, UAE
Business Development Executive - UAE - Remote About The Role We are seeking a high-caliber, proactive Business Development Manager based remotely in India to drive our expansion and strengthen our market presence. This i
Legal Advisor - Financial Services & Fintech
Dubai, UAE
Legal Advisor – Financial Services & Fintech
Dubai, UAE
Senior Risk and Compliance Officer - Arabic Speaker
Dubai, UAE
Senior Risk & Compliance Officer – Arabic Speaker
Dubai, UAE
Senior Legal Advisor – Qatar
Doha, QAT
Office Manager - Dubai
Dubai, UAE
Accountant - Immidiate joinee preferred
Dubai, UAE
Business Development Executive - UAE
Abu Dhabi, UAE