Senior Lead Auditor

About Ameriprise India

Job Description

Key Responsibilities

• Plan and execute basic to complex portions of the Risk and Control Services plan.
• Execute audit and SOX/MAR/FDICIA compliance activities.
• Present objectives and results to management, focusing on control deficiency impacts.
• Evaluate risk management, control, and governance processes using a structured approach.
• Complete risk assessments in moderately complex areas under department standards.
• Identify deficiencies, assess exposure and significance, and recommend cost-effective actions.
• Monitor and validate Management Action Plans and recommend closure when deficiencies are addressed.
• Supervise and lead assigned projects and provide leadership to peers and others.
• Manage scope, schedules, deliverables, and timelines.
• Coordinate with control groups and escalate challenges affecting delivery.
• Recommend changes to the Risk and Control Services plan, processes, and methodologies.

Required Qualifications

• At least 7–10 years of relevant internal audit experience is required.

Preferred Qualifications

• Experience in external audits is an added advantage.
• CA, CPA, CFA, or MBA qualification is preferred.

In-Office Collaboration

• Employees work in the office at least three days per week, with flexibility to work from home two days per week.
• Some roles may require additional in-office time or different expectations, which are discussed during hiring.

Schedule and Business Unit

• The listed working hours are 2:00 p.m. to 10:30 p.m.
• The role is within the India Business Unit and the AWMPO AWMP&S President's Office.