Compliance Officer
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About the Role
Compliance Officer Job responsibilitie s I.
Key Skills for This Role
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Compliance Officer
- Job responsibilitie
- s
- I.
- Establishment and management of a compliance syst
- em
- Coordinate the construction of the company's global compliance system, establish a complete risk control, compliance, and internal control management system, covering the entire process of AML/CFT Anti Money Laundering, Anti-Terrorism Financing, Sanction Screening, Travel Rule, KYC/EDD Customer Due Diligence, and adapt to business scenarios such as Web3 business transactions, wallets, and asset manageme
- nt.Based on the company's business layout, research and analyze the regulatory policies of global mainstream jurisdictions (such as the Hong Kong Securities and Futures Commission (SFC), the Monetary Authority of Singapore (MAS), the European Union Markets in Financial Instruments Regulation (MiCA), the Financial Conduct Authority (FCA) of the United Kingdom, and
- theSort out the red lines of business compliance, issue compliance opinions for on-chain transactions, token publishing, asset custody, cross-border operations, etc., review product plans, operational activities, and cooperation agreements to ensure the legal compliance of the busine
- ss.
II. Global License Application and Mainten
- ance
- Lead the research, application, and implementation of global crypto-asset VASP licenses and financial licenses, and be responsible for the drafting of license materials, regulatory liaison, and review follow-up, covering key compliance regions such as Hong Kong, Singapore, the Middle East, Europe, and the United St
- ates.Responsible for the daily maintenance of existing licenses, annual compliance reviews, regulatory inquiries, and on-site inspections, continuously optimizing the license operation structure, and ensuring the effectiveness of license compli
- ance.Establish an offshore entity, fund structure, and customer asset isolation system, and improve cross-border compliance operation
- mode.
III. Risk Control Review and Risk Di
- sposal
- Responsible for monitoring on-chain risks, identifying suspicious transactions, detecting money laundering risks, optimizing risk control screening models, regularly outputting compliance risk reports, and controlling platform funds and user transaction compliance
- risks.Handle regulatory inquiries, compliance complaints, and risk emergencies, formulate emergency response plans, and efficiently resolve compliance crises; cooperate with judicial and regulatory departments in investigations and evidence coll
- ection.Control marketing compliance, public opinion compliance, advertising compliance, and avoid false advertising, illegal fundraising, and securitization
- risks.
- IV.
- Internal management and team emp
- owerment
- Build a compliance team, establish departmental workflow and evaluation standards, and coordinate the daily management and training of compliance p
- ersonnel.Conduct Compliance Training for the company's product, technology, operation, and business teams to popularize global regulatory policies and strengthen the compliance awareness of all e
- mployees.Coordinate with the legal, financial, technical, and risk control departments to optimize the compliance process, promote the iterative upgrade of the compliance system, and achieve the standardization and intelligence of the compliance
- process.
- Job re
- quirements
- Bachelor's degree or above in law, finance, or risk control related majors.
- Possession of lawyer's practice certificate, CAMS, CCRM, or other compliance certifications is
- **preferred.More than 8 years of experience in financial compliance, risk control, legal work, 5 years or more of Web3/crypto asset industry compliance leader**
experience
- , familiar with exchanges, wallets, DeFi and other busin
- ess models.Possessing experience in successfully applying for and implementing encryption licenses in Hong Kong, Singapore, and any region in the Middle East, with a preference for those who have served as the RO compliance manager of a licensed i
- nstitution.Proficient in AML Anti Money Laundering, KYC due diligence, sanction screening, Travel Rule, data cross-border compliance rules, and familiar with on-chain risk control logic and blockchain basic
- technology.Fluent in English, can be used as a working language, and can independently liaise with overseas regulators and foreign
- law firms.
Ability
- Requirements
- Deep understanding of the global mainstream countries' cryptocurrency regulatory policies, with sharp policy research and judgment capabilities, can quickly adapt to regulatory policy changes and adjust complian
- ce solutions.Possessing the ability to build a comprehensive compliance system, experience in setting up and managing a large Web3 enterprise compliance team, logical thinking, and a strong sense of
- risk control.Familiar with the key points of token publishing, on-chain transactions, asset custody, and cross-border capital flow compliance, and can independently handle major compliance
- risk events.Strong resilience, excellent business negotiation, XFN communication, and document writing skills, adaptable to high-intensity and fast-paced work in
- the industry.
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