CCOR Senior Auditor Associate
Role Overview
Join the EMEA Compliance, Conduct and Operational Risk Audit team as a Senior Auditor Associate.
Execute testing and support or lead audit engagements covering EMEA CCOR activities.
Relevant coverage includes employee compliance, regulatory management, surveillance, control room, and non-public information oversight.
The role is suited to candidates with compliance and audit experience across the UK and EU.
Key Skills for This Role
Full Job Posting
Role Overview
Join the EMEA Compliance, Conduct and Operational Risk Audit team as a Senior Auditor Associate.
Execute testing and support or lead audit engagements covering EMEA CCOR activities.
Relevant coverage includes employee compliance, regulatory management, surveillance, control room, and non-public information oversight.
The role is suited to candidates with compliance and audit experience across the UK and EU.
Job Responsibilities
- Execute, document, and participate in audit engagements, owning assigned tasks and producing quality deliverables.
- Collaborate with global Internal Audit, Technology, Data Analytics, Regional, and Line of Business audit teams.
- Finalize findings, form opinions on control environments, and recommend stronger internal controls.
- Communicate audit findings and control-improvement opportunities to management.
- Monitor industry trends, regulatory developments, and emerging risks to support audit coverage.
- Maintain stakeholder relationships and protect confidential audit information.
Required Qualifications
- Experience in internal or external audit methodology, compliance monitoring and testing, or controls management.
- Ability to evaluate internal controls by considering business and technology risks together.
- Excellent written and verbal communication skills for complex issues and senior-management audiences.
- Strong analytical ability to assess the probability and impact of internal-control weaknesses.
- Ability to learn quickly, work independently, collaborate, multitask, and adapt to changing priorities.
Preferred Qualifications
- CPA or CIA certification, or a Finance or Accounting degree with willingness to pursue certification.
- Experience working as part of a global team.
- Ability to analyse complex data, identify automation or ML opportunities, and translate insights into business cases.
About J.P. Morgan
J.P. Morgan provides financial services and strategic advice to corporations, governments, individuals, and institutional investors.
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