Senior Compliance Officer

Client Corporate Secretarial

About TMF Group

Key Responsibilities

• Your main designated responsibilities should include but not be limited to:
• Assisting clients with their applications to become Dubai Financial Services Authority (“DFSA”), and/or Financial Services Regulatory Authority (“FSRA”) and U.A.E. Securities and Commodities Authority authorised;
• Supporting the Head & Director of Regulated Services with the successful delivery various consulting projects, including the DFSA and the FSRA remediation projects and compliance integration projects;
• Preparing and delivering compliance, corporate governance, risk and AML training and regulatory advice to the clients;
• Proactively monitoring changes/developments in relevant laws and regulations and updating colleagues and clients;
• Development and maintenance of the effective compliance/AML, risk management and corporate governance frameworks in accordance with the regulatory requirements and best practice international standards;
• Drafting manuals, policies/procedures, reports and other required documents;
• Representing client’s interest with the business partners and Regulators in the DIFC and the ADGM; and
• Managing clients relationships: register time sheets, informating the clients of additional time spent, assising TMF billing team with the invoice related matters etc.

Key Requirements

• Knowledge and understanding of concepts and regulatory requirements that are common in the financial services industry;
• Involvement in compliance, MLRO and/or risk management functions at senior management level;
• Excellent interpersonal skills to work collaboratively with clients and colleagues;
• Consultancy skills: ability to communicate with relevant stakeholders (senior management, directors, shareholders, auditors, regulators and authorities) with an appropriate level of diplomacy and solution driven mindset;
• Experience of managing compliance teams and delivering agreed business objectives: and
• Attention to detail and quality.
• **Job specific Skills*** At least 6 -10 years of regulatory experience in a Compliance and AML role or similar roles;
• Previously registered with DFSA or FSRA as CO/MLRO;
• Excellent relationship management skills;
• Strong written and verbal communication skills; and
• Highly organised and motivated.
• What’s in it for you?
• Pathways for career development
• Work with colleagues and clients around the world on interesting and challenging work.
• We provide internal career opportunities, so you can take your career further within TMF.
• Continuous development is supported through global learning opportunities from the TMF Business Academy.
• Making an impact
• You’ll be helping us to make the world a simpler place to do business for our clients.
• Through our corporate social responsibility program, you’ll also be making a difference in the communities where we work.
• A supportive environment
• Strong feedback culture to help build an engaging workplace.
• Our inclusive work environment allows you to work from our offices around the world, as well as from home, helping you find the right work-life balance to perform at your best.

Other Benefits

• Marriage Gift policy
• Paternity & Adoption leaves
• Interest free loan policy
• Salary advance policy
• Wellbeing initiatives
• We’re looking forward to getting to know you!