C&AFC - Senior Compliance Officer - VP

Position Overview

• Details of the Division and Team:
• The team plays a crucial role in promoting regulatory compliance across the organization.
• It is responsible for providing guidance to the Business on the implementation and management of the control framework to ensure compliance with the Rules and applicable legislation (relating to the Firm’s Financial Services).
• The team is responsible for providing expert regulatory advice and currently consists of a Director and an AVP.
• What we will offer you:
• A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace.
• That’s why we are committed to providing an environment with your development and wellbeing at its center.
• You can expect:
• Life Insurance

• Permanent Partial Disability Insurance

• Private Medical Insurance for you, your spouse and dependent children
• Flexible working arrangements
• 30 days of annual paid leave, plus public holiday & Flexible Working Arrangement
• DB contributions to DIFC Employee Workplace Savings (DEWS)
• Your key responsibilities:
• Regulatory Business Advisor is responsible for providing guidance to the Business on the implementation and management of the control framework to ensure compliance with the Rules and applicable legislation relating to the Firm’s Financial Services
• Work includes:
• Identifying, prioritizing and assessing Compliance risks
• Providing guidance on the internal controls relating to Compliance risks
• Providing regulatory advice to relevant business and/or infrastructure areas
• Overseeing the remediation of internal and external findings and obligations assigned by any regulatory authorities and monitors; and ensuring consistent tracking and timely closure of findings (incl. reporting).
• Conducting training to relevant Business on applicable rules.
• Your skills and experience:
• Regulatory Compliance Expertise: In-depth knowledge of relevant DFSA financial regulations and the ability to translate this into Compliance guidance for compliant business operations.
• Risk Management: Proven experience in identifying, assessing, and mitigating compliance risks, including developing and implementing risk management frameworks.
• Advisory and Communication: Strong ability to provide clear, concise, and actionable regulatory advice to diverse stakeholders, both verbally and in writing.
• Problem-Solving and Remediation: Demonstrated capability in overseeing and driving the remediation of internal and external findings, ensuring timely and effective resolution.
• Analytical and Assurance Skills: Proficiency in analyzing complex information to ensure compliance and effective risk control.
• How we’ll support you:
• Flexible working to assist you balance your personal priorities
• Coaching and support from experts in your team
• A culture of continuous learning to aid progression
• A range of flexible benefits that you can tailor to suit your needs
• Training and development to help you excel in your career

About us and our teams

Deutsche Bank & Diversity