Self-Supervisory Unit Analyst

Overview

• Job responsibilities:
• Serve as the primary point of contact for interactions with the regulator regarding Self Supervisory Unit matters
• Monitor, track, and manage regulatory requests and communications across approved channels
• Review, process, and maintain sanctions and prohibition lists with a focus on accuracy, completeness, and timeliness
• Assess and disposition sanctions-related escalations in line with applicable requirements and standards
• Maintain Self Supervisory Unit procedures and identify impacts to related functions, escalating risks or issues as needed
• Prepare and submit regulatory reports, including periodic and ad hoc submissions, with a high degree of accuracy
• Coordinate with internal stakeholders to support consistent implementation of Self Supervisory Unit requirements
• Support the development and timely update of internal policies, procedures, and operational manuals
• Participate in system enhancement, testing, and automation initiatives supporting regulatory compliance
• Contribute to risk assessments, internal control activities, and process improvement initiatives
• Exercise sound judgment and escalate critical issues while managing competing priorities effectively