Operations Analyst, TD Securities

Work location and hours

• Work location is Lake Mary, Florida, United States.
• The stated hours are 40.

Pay detail

• Pay range is $55,000 to $65,000 USD; the description does not specify a pay cadence.

Role overview

Responsibilities

• Support pre- and post-trade processing and allocate trades accurately to client accounts across Global Markets.
• Coordinate trade-execution reporting with agents, clients, trading desks, and internal teams.
• Complete daily reconciliations and maintain reporting accuracy.
• Manage transaction-reporting controls and metrics, investigate trends and anomalies, remediate issues, and escalate as needed.
• Review daily exception reports and research and resolve exceptions.
• Back up the trading desk; handle corporate actions, cash reconciliations, file-upload tracking in FIST, and DTC clearance.
• Clear London trading activity passing through US broker-dealers and advise agents of ticket control numbers for confirmations.
• Perform system maintenance, maintain compliance files, and verify new client setup and completion of settlement instructions.
• Investigate service-delivery issues, manage relationships, identify operational efficiencies, and participate in projects and process reviews.

Qualifications

• 1–2 years of operations work experience.
• Bachelor's degree in finance or a related field.
• Microsoft products experience is required, especially Excel.
• Accounting, finance, or securities-industry experience is preferred; broker-dealer or back-office operations experience is a plus.
• DTCC products experience is a plus.
• Must work well in a team, take initiative, manage competing priorities, and communicate effectively.

Depth and scope