Compliance Consultant

Compliance Consultant - Associate And Manager

Position Summary

Key Responsibilities

• Daily support to clients and internal teams with the execution of AML and compliance-related tasks.
• Take responsibility for client onboarding and KYC procedures.
• Act as the primary liaison with regulators, ensuring all regulatory returns and notifications are submitted promptly.
• Assist in the development and implementation of compliance monitoring programs, conducting reviews to ensure adherence to regulatory and internal standards.
• Provide guidance on compliance, AML, and corporate governance topics through training and consultations.
• Take on the role of Compliance Officer/MLRO, and potentially Risk Officer, in certain client engagements.
• Maintain accurate and up-to-date client records and ensure compliance with internal management targets, including regular timesheet submissions.
• Handle internal and external suspicious activity reports, collaborating with regulators and financial intelligence units where necessary.
• Contribute to the firm's visibility by participating in industry events and producing relevant content for promotional purposes.
• Collaborate with senior staff to identify, investigate, and address compliance risk management issues, preparing reports and correspondence as needed.
• Ensure ongoing professional development by staying current with regulatory changes and industry best practices.
• Provide support for outsourcing, project work, and authorizations across various jurisdictions such as ADGM, DIFC, and onshore markets.
• Assist with the creation of proposals and engagement letters for potential clients.

Requirements

• A minimum of 3 years of experience in Compliance, AML, or within a regulatory agency.
• Strong familiarity with compliance, AML, and risk management, with the ability to work independently and develop policies and practices across an organization.
• Must hold an internationally recognized degree or professional qualification – advantageous.
• Registration with DFSA or FSRA or another financial regulator as responsible individual or MLRO is highly desirable.
• Willingness to pursue and obtain an AML or Compliance certification within three months of joining.
• Ability to manage client relationships effectively, ensuring clear communication and the setting of realistic expectations.
• Excellent organizational skills with the ability to manage multiple tasks and meet deadlines consistently.
• A proactive approach to staying informed about the latest regulatory changes and best practices within the industry.
• Strong written and verbal communication skills, with the ability to draft and present proposals, reports, and client correspondence.
• A keen attention to detail with the ability to review and analyze compliance data effectively.
• This position offers a rewarding opportunity for a professional looking to expand their career in a fast-paced, global environment.
• To apply, please submit your CV and cover letter outlining your relevant experience.
• *Please note that due to the high volume of applications, only shortlisted candidates will be contacted.*