Compliance Consultant
Role Overview
Join the insurance team of a regulatory, compliance, and risk services firm supporting financial-services clients.
Support a client portfolio on compliance, regulatory, and risk matters in an international consulting environment.
Key Skills for This Role
Full Job Posting
Role overview
Join the insurance team of a regulatory, compliance, and risk services firm supporting financial-services clients.
Support a client portfolio on compliance, regulatory, and risk matters in an international consulting environment.
Responsibilities
- Provide day-to-day compliance and regulatory support across insurance and financial services.
- Apply commercial insurance knowledge to client work; support frameworks, policies, procedures, and controls.
- Conduct monitoring and thematic reviews, gap analyses, and regulatory and operational risk assessments.
- Develop and implement monitoring programmes and advise on regulatory developments and their business impact.
- Support onboarding, KYC, AML, customer due diligence, regulatory reporting, notifications, and submissions where applicable.
- Support regulatory-change projects and incorporate requirements into client policies, procedures, and controls.
- Prepare compliance and monitoring reports, policies, procedures, risk assessments, and client correspondence.
- Work on client projects, regulatory reviews, remediation, and authorization projects; undertake designated compliance responsibilities where appropriate.
- Build client relationships, maintain records, and contribute to proposals, business development, events, thought leadership, and consulting assignments.
Requirements
- At least 3 years of relevant compliance, risk, or regulatory experience in the insurance sector.
- Commercial insurance experience is essential; insurer, broker, MGA, underwriting, or other commercial insurance backgrounds are considered.
- Strong understanding of commercial insurance regulation, compliance, operations, products, and distribution.
- Experience in a regulated financial-services environment.
- CII, ACII, ICA, CISI, or equivalent qualifications are advantageous; financial-regulator experience is desirable.
- Strong client management, stakeholder engagement, communication, organization, analytical ability, attention to detail, and commercial awareness.
- Able to manage competing assignments, work independently, collaborate with a team, and keep up with regulatory developments.
Additional role context
The role involves working closely with senior consultants and client stakeholders across multiple client engagements and jurisdictions.
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