Compliance Analyst
Key Skills for This Role
Full Job Posting
Key Requirements:
- As a member of the Trust Safety team, you wil l:
- Manage the Trust Safety Service Requests, responding to queries as required and forwarding mail to the correct Trust Safety department members.
- Respond professionally to lawyers’ inquiries in accordance with the Service Level Agreement.
- Participate in Project work for the Department.
- Provide department administrative support to the department, as required.
When Assigned to the Compliance Monitoring and Review
Monitor standard compliance obligations, filing requirements, deadlines, approved conditions, and routine remediation activities in accordance with documented procedures.
Review, report, and evaluate high-risk lawyers, including those with imposed conditions and escalate situations where trust funds may be at risk.
Provide customer service support and technical assistance to members
Process various applications
Compile monthly department statistics
Review required reporting or financial forms from Lawyers/Law Firms
Participate in continuous improvement initiatives including identifying business process improvements and supporting the transition of key business processes online.
When Assigned to the Annual Reporting and Data Integrity
Review and follow up on annual and interim trust accounting reports/financial forms and related financial information for accuracy, completeness, and compliance with applicable requirements.
Administer the submission of annual trust accounting reporting and assist with inquiries and related troubleshooting.
Maintain and enforce high data-integrity standards for all database entries. Update member database, including scanning and attaching forms.
Provide support and assistance to audit program, if required.
Provide department administrative support as required
Qualifications:
- Post-secondary education in accounting.
- Experience in compliance, financial operations, accounting or bookkeeping, professional regulation, law-firm administration, audit support, legal operations, customer or member service, or another rules-based environment is considered an asset.
- Excels in a fast-paced and demanding environment; responsible for a variety of tasks and multiple deadlines.
- Accuracy and attention to detail.
- Superior customer service and communication (listening, written, and verbal) skills.
- Aptitude towards troubleshooting, the judgment to apply a risk ranking to lawyer submissions, and the ability to review the trust accounting information submitted by lawyers.
- Sound knowledge of Trust Safety processes and Financial Rules of the Law Society of Alberta.
- Intermediate proficiency with Microsoft Word, Excel, Outlook, and other Microsoft 365 tools; ability to learn CRM, SharePoint, portals, and case-management systems.
- Excellent time management and organizational skills.
- Experience managing large volumes of paper and electronic documents.
- Ability to assess and manage risk.
- Reliable, flexible and adaptable.
- A team player who is also able to work independently with minimal supervision.
- Ability to work overtime after hours during peak periods.
About Law Society of Alberta
Independent nonprofit regulator of Alberta’s lawyers, protecting the public interest through professional standards, conduct oversight, and legal-education requirements.
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