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Analyst-Compliance

American Express
Gurugram, IND
Full-time
Mid · 3+ years experience
Hybrid
Discovered Today

Full Job Posting

Qualifications

  • Required Qualifications:
  • 3 years of experience in audit, monitoring and testing, or risk management in the financial services, banking, or card products industries.
  • Bachelor of Art/Science or equivalent degree
  • Experience and competency in the assessment of risks, control design and effectiveness and process assessment
  • Strong written and verbal communication skills.
  • Strong regulatory knowledge of consumer compliance and a strong desire to learn relevant regulations.
  • Strong knowledge of issue management and risk system management.
  • Self-starter along with passion for continuous innovation with a view to drive organizational improvements and impacts.
  • Ability to work with unstructured tasks/ risk pillar and provide a structured output.
  • Experience in analyzing data, interpreting results, identifying potential discrepancies and/or risk and experience with data analytics tools and data visualization.
  • Ability to break down a complex problem into components, solve them by potentially using data analysis, process knowledge and risk/control knowledge, and communicate data analysis, issues and control recommendations with transparency and integrity.
  • Possess a strong understanding of banking systems and processes, strong computer knowledge, and excellent MS Word, Excel, Visio, and PowerPoint skills.
  • Excellent storytelling and visualization skills
  • Demonstrated integrity, innovation, teamwork, and excellence
  • Preferred Qualifications
  • Proficiency in Fair Lending, Financial Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management, and risk system management.
  • Advanced degree in Accounting, or another related field.
  • Relevant M&T and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) etc.) Certified Fraud Examiner (CFE) etc.;
  • Interest in working with data, interpreting results, analytic best practices and experience with data analytics tools and data visualization is a plus.

Responsibilities

  • Key Responsibilities:
  • Assist Managers/ Directors in the execution of assigned M&T tasks in department standards, methodology, budgets, and deadlines for all phases of the testing including planning, fieldwork, reporting and wrap-up.
  • Interview client personnel of all levels to document, understand, and assess process effectiveness, Compliance risks and controls, including control design and effectiveness.
  • Assist in the management of routine client status meetings, testing requests, and other administrative tasks.
  • Assist in the documentation and evaluation of M&T observations and findings and subsequent validation of management’s actions taken to address such findings.
  • Work on simultaneous integrated M&T projects for different leaders.
  • Develop and document ideas for analytical control testing to expand the breadth and depth of testing coverage.
  • Develop familiarity with Compliance risk across all lines of businesses, globally.
  • Utilize department and company tools in a proficient manner.
  • Maintain internal M&T competency through ongoing professional development.

Preferred Qualifications

  • Proficiency in Fair Lending, Financial Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management, and risk system management.
  • Advanced degree in Accounting, or another related field.
  • Relevant M&T and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) etc.) Certified Fraud Examiner (CFE) etc.;
  • Interest in working with data, interpreting results, analytic best practices and experience with data analytics tools and data visualization is a plus.

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