Advisory Manager - KSA
Role Overview
Lead, design, and scale the licensed advisory business line in Riyadh, reporting to the CEO.
This foundational role structures client portfolio frameworks, oversees suitability models, and builds an advisory team.
The role directs the advisory function and ensures compliance with market conduct and client protection rules.
Key Skills for This Role
Full Job Posting
About moomoo KSA
Moomoo Arabia Capital is part of FUTU Group, a digital brokerage and wealth management platform.
The organization is building a local Saudi team to provide advisory services.
Role overview
Lead, design, and scale the licensed advisory business line in Riyadh, reporting to the CEO.
This foundational role structures client portfolio frameworks, oversees suitability models, and builds an advisory team.
The role directs the advisory function and ensures compliance with market conduct and client protection rules.
Advisory governance and suitability
- Design and oversee client risk-profiling and suitability assessments before advice is issued.
- Structure diversified asset-allocation strategies and model portfolios aligned with client risk boundaries.
- Review and approve advisory disclosures, fee structures, and conflict-of-interest logs.
- Partner with Compliance and Risk teams to maintain compliance across advisory activities.
Business and team scaling
- Recruit, train, and manage a team of investment advisors as the business grows.
- Work with regional product teams to localize advisory, wealth tools, and market-insight features for Saudi users.
- Manage premium and high-net-worth investor relationships and provide macro market insights.
- Represent the advisory business line during routine CMA inspections and audits.
Required qualifications
- 7–10 years of relevant experience in advisory and capital markets.
- At least 5 years of people management experience.
- CME-1 A&B Certificate.
- Working knowledge of advisory policies and procedures, KYC, suitability frameworks, and internal controls.
- Must meet CMA fit-and-proper requirements.
- Fluency in Arabic and English.
Preferred qualifications
- Prior experience at an asset management firm, wealth management platform, or investment bank with institutional coverage is strongly preferred.
- Deep structural understanding of local and international investment is preferred.
- Prior experience or strong comfort in an app-based brokerage or advisory environment is preferred.
Apply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Futu Holdings Limited
Graphic Designer
Riyadh, KSA
Futu Holdings is hiring a hands-on Graphic Designer for its marketing team in Riyadh to produce high-quality creative across digital, social, brand campaigns, and offline channels. The role requires 4-7 years of graphic
Visual Designer - KSA
Riyadh, KSA
Futu Holdings is seeking a visual designer to create culturally relevant assets for user acquisition and growth marketing in Saudi Arabia and the wider Arab market. Applicants need 1–3 years of relevant design experience
Growth & Market Specialist
Riyadh, KSA
Futu Holdings is seeking a specialist to plan and manage paid media and growth campaigns across Saudi Arabia. The role covers performance tracking, local and global campaign coordination, channel execution, and budget op
Advisory Manager - KSA
Riyadh, KSA
The employer is seeking an advisory leader to build and scale its licensed investment advisory business in Saudi Arabia. The role owns suitability frameworks, portfolio construction, compliance, team development, product
Customer Service Manager
Riyadh, KSA
Futu Holdings Limited is seeking a Customer Success Manager to lead customer service specialists and improve retention, satisfaction, expansion, and service operations. The role combines people management, escalated issu
Customer Service Operations Specialist
Riyadh, KSA
The employer is seeking a Customer Service Operations Specialist to improve service quality and customer experience. The role manages quality inspections, develops employee training, analyzes customer feedback, and coord
Visual Designer - KSA
Riyadh, KSA
Futu Holdings is seeking a Visual Designer to create culturally relevant creative assets for user acquisition, growth marketing, and localization across Saudi Arabia and the wider Arab market. The role requires Arabic vi
Graphic Designer
Riyadh, KSA
Visual Designer - KSA
Riyadh, KSA
Growth & Market Specialist
Riyadh, KSA
Advisory Manager - KSA
Riyadh, KSA
Customer Service Manager
Riyadh, KSA
Customer Service Operations Specialist
Riyadh, KSA
Visual Designer - KSA
Riyadh, KSA