SVP Wealth Business Risk and Controls Governance
Responsibilities:Risk and Controls Governance:Lead the strategic development and continuous enhancement of governance deck content and format for various senior management forums specific to the wealth management business.
Skills
About This Role
Responsibilities
Risk and Controls Governance:Lead the strategic development and continuous enhancement of governance deck content and format for various senior management forums specific to the wealth management business.Define the key messages, data points, and insights required to effectively communicate the state of the wealth control environment, emerging risks, and control performance.Coordinate and collaborate extensively with various stakeholders across the Wealth business, including first line of defense control officers, operational risk, compliance, legal, finance, and technology teams, to gather relevant data and updatesDesign and prepare visually compelling and executive-ready presentations that effectively convey complex risk and control information in a clear, concise, and impactful manner.Ensure all presentations adhere to established governance guidelines, branding standards, and regulatory expectations.Draft executive summaries, talking points, and accompanying documentation for presentations.Present governance decks to senior management forums and committees, articulating key findings, risks, control performance, and recommendations with confidence and clarity.Lead discussions, respond to challenging questions from senior leaders, and provide insightful perspectives on the wealth control landscape.Act as a subject matter expert during presentations, demonstrating a deep understanding of the wealth business and its control environment.Escalations and Reporting:Implement and maintain comprehensive escalation protocols for identifying, logging, assessing, reporting, and resolving risk events, control deficiencies, operational incidents, and compliance breaches within the wealth management business.Lead and facilitate structured "Lessons Learned" exercises, post-incident r
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