Securities Specialist
Role Overview
Full-time Securities Specialist role in UBS's Security Transfers team in Sydney, within the Operations function.
The team supports security asset onboarding for GWM Australia clients and processes new asset inflows into the bank.
The work focuses on timely, accurate settlement, controls and follow-up of transfer queries.
Key Skills for This Role
Full Job Posting
Role overview
Full-time Securities Specialist role in UBS's Security Transfers team in Sydney, within the Operations function.
The team supports security asset onboarding for GWM Australia clients and processes new asset inflows into the bank.
The work focuses on timely, accurate settlement, controls and follow-up of transfer queries.
Key responsibilities
- Coordinate transfer details and timelines with counterparties; process instructions against trade details and ensure accurate SWIFT instructions to custodians.
- Follow up transfers for smooth settlement and ensure transactions are processed accurately by end of day.
- File and archive trade documentation; resolve disputes and discrepancies with custodians, counterparties and front office.
- Ensure securities assets are received or delivered; perform daily reconciliations and ad hoc project work.
- Continue self-development and cross-training across Operations Services.
Skills and experience
- At least five years' experience in financial institutions and a good understanding of financial markets and asset transfer processes.
- Excellent written and oral communication, time management, prioritisation, interpersonal and teamwork skills.
- Ability to meet deadlines and work efficiently under pressure; sound risk and control perspective.
- High attention to detail, analytical ability and excellent reconciliation skills.
- Proficiency in Microsoft Office, especially Excel.
- Interest in exploring AI workflow improvements, with judgment to validate outputs and follow policy, risk standards and ethical-use requirements.
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