Regulatory Reporting

Role Overview

Employment and Level

• Employment type is full-time.
• The source describes the level as mid-level to senior.

Reporting Responsibilities

• Prepare and submit accurate and timely regulatory reports.
• Collect, consolidate, validate, and reconcile data for regulatory submissions.
• Ensure reports comply with laws, regulations, guidelines, standards, and internal policies.
• Investigate discrepancies and reporting exceptions and coordinate resolution.
• Maintain reporting schedules, calendars, templates, and supporting documentation.
• Monitor regulatory ratios, capital requirements, liquidity measures, risk indicators, and other metrics.
• Escalate breaches, unusual movements, reporting errors, and regulatory concerns.
• Maintain controls over reporting processes, data sources, calculations, approvals, and submissions.

Audit and Process Improvement

• Support regulatory audits, reviews, inspections, and information requests.
• Monitor regulatory updates and update procedures, templates, controls, and processes.
• Support automation, digitalization, UAT, system enhancements, and new reporting projects.
• Develop process maps, data dictionaries, methodologies, control frameworks, dashboards, and management reports.

Core Requirements

• Experience in regulatory reporting, financial reporting, finance, risk, compliance, banking operations, or a related field.
• Strong understanding of regulatory reporting processes and financial services regulatory requirements.
• Experience preparing and submitting regulatory, financial, risk, or compliance reports.
• Strong analytical and numerical skills with excellent attention to detail.
• Experience with reconciliation, validation, exception investigation, and reporting controls.
• Good understanding of financial statements, accounting principles, risk metrics, and regulatory ratios.

Technical and Professional Requirements

• Strong proficiency in Microsoft Excel, including PivotTables, VLOOKUP/XLOOKUP, formulas, and data analysis.
• Strong understanding of data governance, data quality, internal controls, and reporting processes.
• Ability to interpret regulatory requirements and translate them into practical procedures.
• Strong problem-solving, analytical, investigative, communication, and stakeholder management skills.
• Ability to work under strict reporting deadlines and manage multiple submissions.
• Experience with SQL, Power BI, data warehouses, reporting platforms, or regulatory reporting systems is advantageous.

Education and Certifications

• A bachelor’s degree in Accounting, Finance, Economics, Business Administration, Mathematics, Statistics, or a related field is preferred.
• ACCA, CPA, CFA, FRM, ICA, or another relevant finance, risk, or compliance certification is advantageous.

Regulatory Frameworks

Development Opportunities

• The role offers exposure to regulatory frameworks, financial reporting, risk metrics, data analytics, regulatory technology, automation, and process improvement.
• The source mentions training, certifications, mentorship, career development, and progression into senior reporting and finance leadership roles.