Compliance Officer & MLRO (COMLRO)
Role Overview
The Compliance Officer & MLRO ensures the company meets regulatory and financial crime compliance requirements.
The role is the primary regulatory contact and works with the Board and SEO to manage regulatory risk.
Key Skills for This Role
Full Job Posting
Role overview
The Compliance Officer & MLRO ensures the company meets regulatory and financial crime compliance requirements.
The role is the primary regulatory contact and works with the Board and SEO to manage regulatory risk.
Compliance responsibilities
- Develop and maintain compliance policies and procedures and implement a risk-based compliance program.
- Conduct trade surveillance and transaction monitoring.
- Provide regulatory guidance to staff, the SEO, and the Board; prepare and present compliance reports to the Board.
MLRO responsibilities
- Maintain AML policies and procedures and oversee KYC and CDD processes.
- Identify, analyze, and report suspicious transactions.
- Provide AML training and advisory support and act as the primary contact for SAR filings.
Required qualifications
- Established rapport with FSRA or DFSA; relevant experience is mandatory.
- Strong knowledge of UAE regulatory frameworks.
- 4–6 years of compliance experience in a regulated industry.
- Bachelor's degree in Business, Law, or a related field.
Preferred qualifications
- FSRA or DFSA-approved person status is preferred.
- Category 3A licensed firm experience, knowledge of ADGM data protection laws, and familiarity with SQL for compliance data analysis are nice-to-haves.
About Thndr
Thndr is a digital investing platform focused on expanding access to investing across the MENA region.
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