Compliance Officer
About This Role
Prepare, review and submit digital account applications, physical account opening forms (individual, joint, corporate accounts), partnership agreements (Introducing Brokers & Money Managers) and carry-out customer due diligence reports (background-checks and cross verifying the client s/company s identity, company/personal profile, its nature and net-worth),
- Handles complex onboarding cases including clients with complex structures, financial institutions, asset managers, and PEPs,
- Attends to the sales requests/queries regarding their clients and the required KYC documents,
- Coordinate and follow up with Compliance in Switzerland on account-opening clarifications and outstanding queries,
- Update KYC records and perform enhanced or customer due diligence as required or instructed,
- Maintains and keeps records of documents,
- Arranges contracts/documents for shipment to Switzerland.
Similar Jobs
Country Compliance Officer UAE - Director
Citi · Dubai
Job Req Id: 26960084 Location(s): Dubai, Dubai, United Arab Emirates Job Type: On\-Site/Resident Posted: May. 07, 2026 **Discover your future at Citi** -------------------------------- Working at Citi is far more than ju
2 days ago
Generate Resume ↗QAFS System Compliance Officer- UAE Nationals
Agthia Group PJSC · Al Wathbah
**Profile Snapshot** **Title:** QA\& FS System Compliance Officer **Location:** Abu Dhabi, United Arab Emirates **Position Type:** Full Time **Overview** The QA\& FS System Compliance Officer will be leading and strength
2 days ago
Generate Resume ↗Compliance Officer and MLRO
Apex Group Ltd · Abu Dhabi
The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally
2 days ago
Generate Resume ↗MLRO & Compliance Officer
Verto · Dubai
**About Verto** At Verto, we're on a mission to democratise global finance and empower businesses in Emerging Markets to reach the world. Founded by British\-Nigerian entrepreneurs Ola Oyetayo and Anthony Oduu, our roots
2 days ago
Generate Resume ↗Compliance Officer - UAE National
Mashreq Corporate & Investment Banking Group · Abu Dhabi
* Interpret domestic and international sanctions (UAE, US, UK, EU, UN etc.) and maintain sufficient awareness and knowledge of Sanctions that impact the bank and/or its branches or subsidiaries. * Conduct investigation o
3 days ago
Generate Resume ↗Compliance Officer
AU Group Middle East · Dubai
**Company Description** AU Group Middle East, a subsidiary of AU Group, operates with its regional office located in Dubai, UAE. AU Group is the world's largest broker exclusively specialized in trade credit insurance, w
3 days ago
Generate Resume ↗Compliance Officer - UAE National
Mashreq Corporate & Investment Banking Group · Abu Dhabi
* Interpret domestic and international sanctions (UAE, US, UK, EU, UN etc.) and maintain sufficient awareness and knowledge of Sanctions that impact the bank and/or its branches or subsidiaries. * Conduct investigation o
3 days ago
Generate Resume ↗Compliance Officer - UAE National
Mashreq · Abu Dhabi
\- Interpret domestic and international sanctions (UAE, US, UK, EU, UN etc.) and maintain sufficient awareness and knowledge of Sanctions that impact the bank and/or its branches or subsidiaries. \- Conduct investigation
3 days ago
Generate Resume ↗Senior Compliance Officer
RTC1 Recruitment Services · Dubai
**Position Title:** Senior Compliance Officer **Employment Type:** Full Time **Salary AED:** up to 18,000 depending on experience and qualifications plus competitive company benefits **Benefits:** as per UAE labor law, f
3 days ago
Generate Resume ↗Stop applying blindly.
Start getting hired.
Base Career automates the hardest parts of job searching — apply smarter, not harder.
AI Resume in 60s
Your resume rewritten for this exact role using the job description as the brief.
ATS-Optimized
Get past automated screening filters with the right keywords matched to each job.
Application Tracker
Track every job, follow-up, and interview in one visual kanban board.
Free plan · No credit card required