Associate
Role Overview
The Oakville branch of RBC Dominion Securities seeks an Associate to help maintain, develop, and grow an Investment Advisor’s business through efficient, professional client service.
Key Skills for This Role
Full Job Posting
Role overview
The Oakville branch of RBC Dominion Securities seeks an Associate to help maintain, develop, and grow an Investment Advisor’s business through efficient, professional client service.
Responsibilities
- Input client orders and follow up as directed by Investment Advisors.
- Meet and greet prospects and clients, and investigate client inquiries.
- Use the contact management system to track follow-up.
- Resolve account inquiries and complaints, referring matters to the Investment Advisor where appropriate.
- Follow up on trades to ensure proper settlement and delivery.
- Review daily activity and reports to stay informed about client accounts.
Requirements
- At least one year of investment-field experience as an assistant or associate.
- Canadian Investment Regulatory Exam (CIRE).
- Strong business application and technology skills, including Microsoft Office Suite.
- Strong time management and organization skills.
- Professional, warm client service and exceptional verbal and written communication skills.
Compensation
- The expected pay range is $37,500 to $50,000, with variable incentive potential; no compensation cadence is specified.
Employment details
The position is full-time and regular, with 37.5 work hours per week.
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