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"Compliance Practitioner" Jobs in United States

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Compliance Practitioner

Lineage · New Orleans

MidFull-timeOnsite

KEY DUTIES AND RESPONSIBILITIES Work with leadership on processes and procedures to prepare for internal and external audits Partner with Operations to help resolve facility and customer issues Conduct accident investiga

Discovered 3 weeks ago

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Compliance Services Consultant

Confluence ·

SeniorRemote

Location: Remote within the US Why Confluence? At Confluence, we’ve always been driven by a commitment to innovation, precision, and partnership in the investment data space. Our global footprint now spans multiple count

Skills

 Strong working knowledge of the relevant securities laws and regulation, including the Investment Advisers Act of 1940, Investment Company Act of 1940, and the Securities Exchange Act of 1934  Working knowledge of multi-jurisdictional and international regulation such as major shareholding, position limits, AIFMD and others.  Specialized hands-on experience with a variety of Private Fund structures including private equity, private credit, real estate, and hedge fund managers.  Strong written and verbal communication skills with ability to interact professionally with clients, including C-Suite executives, and regulators  Proficient in regulatory filing platforms including IARD, CRD, PFRD, and EDGAR.  Proficient in Microsoft product suite  Proficient in using artificial intelligence to improve efficiency  Demonstrated ability to interpret regulatory requirements and provide practical compliance solutions to covered clients. EDUCATION  Bachelor’s degree or equivalent combination of experience and industry certification  Law degree or equivalent, a plus  Professional designation or industry licenses (IACCP, CAMS, CRCP, CFE), a plus EXPERIENCE  7+ years’ experience in the regulated investment industry, with particular emphasis in compliance, either as a practitioner, consultant or regulator; preference will be given to candidates with recent experience working for a U.S. regulator.  3+ years’ experience as in-house Chief Compliance Officer

Discovered 1 weeks ago

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Senior Vice President, Agile Coach

8599184-CLIENT SERVICE GROUP BUS US · Pittsburgh

Senior

We’re seeking a future team member for the role of Senior Vice President, Agile Coach to join our Agile Practice team. This role is located in Pittsburgh, PA or Lake Mary, FL or New York, NY. In this role, you’ll make an

Discovered 4 weeks ago

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Senior Vice President, Agile Coach

8599184-CLIENT SERVICE GROUP BUS US · Lake Mary

Senior

We’re seeking a future team member for the role of Senior Vice President, Agile Coach to join our Agile Practice team. This role is located in Lake Mary, FL or Pittsburgh, PA or New York, NY. In this role, you’ll make an

Discovered 4 weeks ago

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Senior Vice President, Agile Coach

8599184-CLIENT SERVICE GROUP BUS US · New York City

Senior

Senior Vice President, Agile Coach We’re seeking a future team member for the role of Senior Vice President, Agile Coach to join our Agile Delivery Practice team. This role is located in New York City. In this role, you’

Discovered 4 weeks ago

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Agile Coach (Release Train Engineer)

Guidehouse ·

USD 118000-196000 / yearMidFull-time

Job Family: Travel Required: Clearance Required: What You Will Do: Facilitate Agile Release Train (ART) events, including Program Increment (PI) Planning, ART Syncs, and System Demos for the ERP+ Program. Escalate and tr

Skills

confluencejirasap

Discovered 4 weeks ago

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Vice President, Delivery Practitioner

8599184-CLIENT SERVICE GROUP BUS US · Pittsburgh

Executive

We’re seeking a future team member for the role of Vice President, Delivery Practitioner to join our Enterprise Transformation team. This role is located in Lake Mary, FL or Pittsburgh, PA. In this role, you’ll make an i

Discovered 4 weeks ago

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Senior Vice President, Delivery Practitioner

8599184-CLIENT SERVICE GROUP BUS US · New York City

USD 228000 / yearSenior

We’re seeking a future team member for the role of SVP, Delivery Practitioner to join our Wealth Services Platform team. This role is located in Jersey City, NJ In this role, you’ll make an impact in the following ways:

Discovered 4 weeks ago

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