TDS Operations Analyst III
Role Overview
The successful candidate will join TD Securities' Client Due Diligence team within Global Business Services & Operations.
The team conducts client due diligence during onboarding, periodic reviews, and ongoing monitoring.
The work supports compliance with Canadian and U.S. AML requirements and helps mitigate operational, regulatory, and reputational risks.
Key Skills for This Role
Full Job Posting
Team and role
The successful candidate will join TD Securities' Client Due Diligence team within Global Business Services & Operations.
The team conducts client due diligence during onboarding, periodic reviews, and ongoing monitoring.
The work supports compliance with Canadian and U.S. AML requirements and helps mitigate operational, regulatory, and reputational risks.
Responsibilities
- Lead process improvement, system enhancement, and risk mitigation projects for CDD operations.
- Oversee team workload, manage onboarding queues, maintain service-level agreements, and escalate issues.
- Handle onboarding, periodic review, and ad hoc requests under KYC, FATCA, CIRO, and AML requirements.
- Mentor and train team members and perform secondary reviews of complex AML analyses.
- Resolve complex and high-priority cases with business partners.
- Coordinate audit and regulatory exam preparation, including collecting, analyzing, and presenting data.
- Support new processes, systems, and operational initiatives and identify departmental concerns.
- Promote adherence to AML standards, including KYC, FATCA, CIRO, and CRS.
Job requirements
- Advanced knowledge of AML regulations, including PCMLTFA and FATCA, and broader AML trends.
- Ability to lead and mentor a team, guide junior members, and manage escalations.
- The visible source description also emphasizes managing multiple tasks and competing deadlines while maintaining performance.
Pay details
- The listed base pay range is $69,700–$98,400 CAD; no pay cadence is stated.
Hours
- The posting lists 37.5 hours.
Work location
- The posting lists Toronto, Ontario, Canada as the work location.
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