Senior Investment Advisor Associate

Role overview

Client and portfolio support

• Work with the lead advisor to support management of client investment portfolios; engage clients and participate in meetings.
• Assist with research, analysis, asset-mix decisions, and investment selection; prepare investment policy statements, proposals, and client review presentations.
• Execute trades, process security transactions and transfers, and keep portfolio models aligned with client objectives and IPS statements.
• Work with the advisor and financial-planning team to prepare and present financial plans; liaise with clients and accountants at tax time.
• Provide client service through phone, email, written, and in-person communication; handle day-to-day requests.

Office and reporting duties

• Prepare and review daily, monthly, and annual reports and client correspondence; take ownership of project work.
• Process trade instructions by phone, keep client paperwork accurate and current, and perform general office duties.
• Maintain integrity, objectivity, and expertise while providing quality service.

Qualifications

• Post-secondary education.
• IR licensed or able to complete licensing within one year of hire.
• Proficiency with MS Office, particularly Word, Excel, and Outlook.
• Dataphile and FactSet experience is an asset.
• Strong written and verbal communication, customer service, organization, problem-solving, and attention to detail.
• Self-motivated and able to prioritize, multitask, meet deadlines, follow up, and work under pressure in a high-volume environment.
• Ability to collaborate, maintain a professional and positive manner, and handle confidential information.

Compensation

• Salary range is $50,000–$55,000 annually, in addition to performance bonuses or incentives.
• Benefits may include health benefits, RRSP matching, employee stock purchase plan, paid time off, volunteer days, discretionary bonuses, and tuition reimbursement.

Employment status

• The posting states permanent full-time status.

About Raymond James