Senior Analyst KYC

About the Role

Roles and Responsibilities:

• Individual will be responsible to conduct Know Your Customer (“KYC”) Operations services including Customer Due Diligence (“CDD”) for New to Bank or Existing Clients based on standard operating procedures (“SOP”), Operating manuals (“OM”) as defined by the local, regional, and global FC Teams.
• These responsibilities include, but are not limited to providing support in conducting, the items listed below as per SOPs and may be amended from time to time:
• Ø Customer Due Diligence (“CDD”) and Enhanced Due Diligence (“EDD”) profile production for Head Office and other Global branches / affiliates/Corporates/Financial institution/Funds/Bank/individuals.
• Ø Checking client information through publicly / internally available sources which ae sourced by analyst.
• Ø Prepare & check the KYC questionnaire, emails or calls with Client for outreach process
• Ø Checking screening performed by analyst in accordance with Bank policy and escalate true hits to Adverse Findings
• Ø Complete & review CDD and EDD profiles to a pre-determined review schedule in a timely manner
• Ø Act as Subject Matter expert in providing guidance on first level escalation or exception scenarios
• Ø Responsible for some of the key top tier Clients or Front Office Desks basis the business requirements
• Ø Assist the business where changes occur to existing customer profiles, by taking appropriate actions (i.e., Event Driven Reviews, administrative triggers, escalations)
• Ø Complete relevant Identification, Verification and Bribery/Corruption checks for prospective transactions for existing or new to bank Clients to identify potential reputational, business, PEP (Politically Exposed person), adverse media hits and Sanction risks etc.
• Ø Liaise and connect directly with Clients, Sales, Relationship Manager, onshore teams and Local Account Officer within Client management and KYC teams and assist where appropriate.
• Ø Timely and proactive escalation and resolution of issues, working closely with local and regional management
• Ø Drive to build knowledge within the Anti-Money Laundering sector and to understand the rationale for underlying policy requirements.
• Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.