Regulatory Reporting Intermediate Analyst

Organization and role

Testing responsibilities

• Work with senior testers and business analysts to understand regulatory requirements and system changes.
• Create traceability between LLM-generated scenarios and regulatory documents, identifying requirements coverage gaps.
• Assist with UAT test plans and scripts; execute scripts accurately, follow procedures, and document results.
• Identify and report defects, participate in defect triage, and retest defects after fixes.
• Assist with test data and environment preparation, and document UAT processes and best practices.
• Build understanding of non-financial regulatory reporting requirements and complete assigned tasks effectively.

Qualifications

• Bachelor's degree in Finance, Business Administration, Information Technology, or a related field, or equivalent experience.
• At least 8 years of software testing experience, with exposure to UAT.
• Experience with leading AI tools and strong prompt-engineering skills, such as Claude or Gemini, plus strong Python and scripting skills.
• At least 8 years of regulatory compliance experience in core non-financial regulatory trade reporting, such as MiFID, ASIC, EMIR, CFTC, or MAS, and regulatory requirements analysis.
• Strong understanding of non-financial regulatory reporting and trade transaction reporting across global regulations.
• Experience testing new regulation implementations or business-as-usual remediation is an advantage.
• Strong attention to detail and accuracy; good written, verbal, and interpersonal communication; able to liaise with regulatory SMEs, internal controls, and auditors.
• Able to follow instructions, work effectively in a team, and proactively learn and develop.

Relevant skills

• Relevant skills include business acumen, change management, data analysis, financial acumen, internal controls, issue management, process execution, regulatory management, and regulatory reporting.

Employment