Region Manager
Full Job Posting
- Mentor, coach and lead Client Service Teams; managing the day-to-day branch office operations and oversight of the overall client service experience.
- Partner with the Regional Director and maintain high-quality standards and client service throughout the region
- Effective planning and managing of staffing and support needs which include but are not limited to:
- Assist with interviewing and hiring of qualified external and internal candidates
- Identify and develop high performing internal employees in an effort to build future bench strength
- Manage and oversee the employee performance review process for the department ensuring reviews are appropriate, accurate, and adhere to all company deadlines
- Develop performance improvement plans and provide coaching when necessary to improve marginal employee performance ensuring a high level of accountability
- Maintain the highest possible level of morale in the department so that the culture is one of mutual respect and cooperation between Client Services and other departments
- Continuously review department organization and administrative procedures to ensure that effective, efficient, and profitable staff operations are maintained
- Responsible to make sure that all programs and projects meet assigned goals and objectives
- Responsible for resolving complex service and operational issues, with best-practice judgment
- 5-7 years of financial industry experience, specifically in a broker/dealer or RIA environment
- Bachelor’s degree in business or finance preferred, or equivalent combination of education and experience.
- At least three years of leadership experience.
- Previously held Series 7, Series 24, or Series 66 licenses preferred.
- Ability to effectively lead, motivate and empower a team to successfully accomplish goals.
- Able to adapt to changes in the work environment, manage competing demands and work with frequent change, delays or unexpected events.
- Excellent judgment to appropriately prioritize and manage multiple deadlines.
- Occasional travel
About Edelman Financial Engines, LLC
Private U.S. wealth planning and workplace investment advisory firm serving individuals, families, employers, and retirement-plan participants.
Visit company websiteJobs and hiring trendsApply for this job in 1 click
Skip the repetitive application forms
Install the Base Career Chrome Extension and autofill job applications across major job boards with your profile.
Trusted by over 500,000 job seekers on Base Career
More from this employer
More jobs at Edelman Financial Engines, LLC
Director, Financial Planning
, USA
At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive. We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar in
Director, Financial Planning (Seattle Area, WA)
Seattle, USA
At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive. We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar in
Associate Financial Planner
Seal Beach, USA
At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive. We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar in
Client Service Associate
Walnut Creek, USA
At Edelman Financial Engines (EFE), our purpose is to guide people with the financial advice they need to thrive. We believe that every dollar saved represents a lifetime of hard work and aspirations, and every dollar in
Client Service Associate
Santa Clara, USA
Director, Financial Planning
, USA
Director, Financial Planning (Seattle Area, WA)
Seattle, USA
Associate Financial Planner
Seal Beach, USA
Associate Financial Planner
Las Vegas, USA
Client Service Associate
Walnut Creek, USA
Director, Financial Planning
, CAN
Director, Financial Planning
Portland, USA