Junior Compliance Officer

HAYMAN-WOODWARD

Dubai, UAE

fulltime

Mid-Senior

2 months ago

Regulatory ComplianceAML (Anti-Money Laundering)KYC (Know Your Customer)UAE Central Bank RegulationsSaudi Arabian Monetary Authority (SAMA) GuidelinesADGM Regulatory Framework

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Key skills for this role

Regulatory ComplianceAML (Anti-Money Laundering)KYC (Know Your Customer)

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About Us

HAYMAN-WOODWARD is a globally recognized immigration and advisory firm.

Based in Dubai, UAE, with

offices across 9 countries, we specialize in facilitating seamless global transitions for individuals and

businesses.

Position Summary

As a Junior Compliance Officer, you will support the Compliance and MLRO function in ensuring adherence to DFSA regulatory requirements, with a particular focus on AML, sanctions, and financial crime prevention.

The role requires a strong understanding of regulatory frameworks, attention to detail, and the ability to operate in a controlled and high-compliance environment.

Your responsibilities include:

Regulatory Compliance & Monitoring

Supporting the implementation and ongoing maintenance of compliance frameworks in line with DFSA regulations. Monitoring internal controls, policies, and procedures to ensure regulatory adherence.

Aml & Sanctions Oversight

Conducting Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), sanctions screening, and ongoing monitoring. Identifying and escalating potential financial crime risks, including suspicious activity.

Risk Assessment

Conducting and regularly updating enterprise-wide and client-specific AML/CFT risk assessments.

Policy & Procedure Management

Supporting the development, implementation, and maintenance of AML/CFT policies, procedures, and controls.

Regulatory Reporting, Documentation & Liaison

Maintaining accurate compliance records and supporting regulatory reporting obligations, including familiarity with goAML reporting where applicable. Acting as a point of contact for the UAE FIU, DFSA and other relevant authorities on AML/CFT matters.

Reporting & Governance

Preparing regular reports (quarterly/semi-annual) for senior management on AML program effectiveness, key risks, deficiencies, and remediation plan.

Training & Advisory

Delivering AML/CFT training to staff & management, while providing day-to-day compliance support to internal stakeholders.

Experience Requirements And Educational Background

Minimum of 3 years of relevant compliance experience, specifically within DFSA-regulated environments (AML, sanctions, financial crime).
Candidates with ADGM experience may also be considered.
Bachelor’s degree in Law, Finance, Business, Compliance, or a related field.
Legal qualifications or experience are an advantage.
AML/CFT certifications (CAMS, ICA, or equivalent) are desirable.

Knowledge & Skills

Strong understanding of DFSA regulatory framework, UAE AML/CFT laws, FATF standards.
Familiarity with transaction monitoring tools, KYC/CDD processes, sanctions screening, and goAML reporting.
Strong analytical, investigative, and reporting skills.
High attention to detail with strong organizational capabilities.
Ability to identify, assess, and escalate compliance risks effectively.
Strong communication skills, with the ability to interact with internal stakeholders and regulators.
Ability to work independently while maintaining high standards of accuracy, integrity, and accountability.