Junior Compliance executive

Role overview

Compliance and AML operations

• Perform end-to-end KYC and CDD reviews and enhanced due diligence for high-risk customers.
• Ensure compliance with AML/CFT regulations and internal policies; maintain current compliance records.
• Assist in preparing Suspicious Activity Reports and regulatory filings.

Transaction monitoring and risk

• Monitor customer transactions, investigate alerts, and escalate potential risks to senior compliance officers.
• Conduct periodic risk reviews and customer risk profiling.
• Support implementation and improvement of transaction monitoring systems.

Fraud investigations and governance

• Identify potential fraud and financial-crime patterns; investigate flagged accounts and transactions.
• Document findings and support case management.
• Support audits and regulatory inspections, maintain audit trails, and assist with compliance policies and procedures.

Collaboration and learning

• Work with Risk, Operations, and Product teams; participate in compliance training and awareness programs.
• Stay updated on AML regulations, particularly in crypto and fintech, and promote a culture of compliance and ethical conduct.

Qualifications

• Bachelor’s degree in Finance, Commerce, Business Administration, Law, or a related field.
• 1–5 years of relevant experience in AML, compliance, risk, or financial services.
• Crypto, fintech, or banking experience is advantageous.
• CAMS certification completed or in progress is highly preferred.

Skills and competencies

• Strong analytical and investigative skills and a solid understanding of AML/CFT regulations and compliance frameworks.
• High attention to detail and accuracy; proficiency in MS Excel and data analysis.
• Good communication and report-writing skills; ability to work independently and handle sensitive information with integrity.
• Adaptability in a fast-paced and evolving regulatory environment.