Internal Control Analyst

Responsibilities

• Risk Management: Support FCE’s partnering with Operational Risk Team in enhancing the Risk & Control Self-Assessment (RCSA) process
• Controls Monitoring: Support the design, implementation, and maintenance of effective internal controls across operational, and regulatory landscapes. Identify and evaluate control deficiencies through controls testing and improvement opportunities.
• Non-SOX Controls Testing Execution: Support the development of the annual testing plan for FCE and execute internal control testing procedures to evaluate, conclude upon, and enhance FCE’s control environment and internal control over financial reporting
• Sampling & Methodology: Applying appropriate corporate sampling methodologies and documenting rationale
• Document and Evidence Management: Maintaining organized evidence trails for every control tested and update into GRC/Archer
• Process Improvement: Identifying opportunities to automate control testing
• Stakeholder Management: Collaborate with individuals across various departments and functions through regular Control Testing status meetings with Operations to explain progress, issues found, and process recommendations
• Compliance: Support full compliance with all relevant UK banking regulations related to internal control, ensuring the accuracy and completeness of internal controls over financial reporting

Your Profile

Requirements

• Professional qualification e.g. ACT, ACMA, CFA, ACA, or ACCA or working towards
• Understanding of UK banking regulations and relevant legislation (PRA, FCA, SMCR)
• Experience in Internal Control, Risk Management or Internal Audit
• Strong understanding and demonstrated application of internal control principles, standards, and best practices
• High degree of motivation and strong work ethic with the ability to excel in a team environment and work independently
• Strong verbal and written communication skills with ability to interact positively and build relationships
• Advanced technical and analytical skills, including Microsoft Office proficiency and advanced Excel skills