Global Banking & Markets Operations, Regulatory Reporting, Dallas, Associate
About the Role
We’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.
Key Skills for This Role
Full Job Posting
PREFERRED QUALIFICATIONS
- We are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team’s daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team.
- Preferred 2-3 years work experience in the Financial or Business Industry
- Preferred experience with securities trading flows, regulatory obligations and project/JIRA management
Basic Qualifications
- Bachelor’s degree required
- Preferred 2-3 years work experience in the Financial or Business Industry
- Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plans
- Proficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)
- Analytical thinker with the ability to generate innovative ideas and translate strategy to execution
- Problem solving and documentation skills with an ability to understand complex workflows
- Preferred experience with securities trading flows, regulatory obligations and project/JIRA management
- Candidate must be proactive, enthusiastic and team oriented
- Accuracy, analytical ability and attention to detail
- Effective time management and risk awareness
- Ability to think strategically and contribute to department and division wide initiatives
- Strong written and verbal communication skills
- Proven ability to organize and prioritize workload and drive results
- Ability to learn quickly and adapt to new changes and new challenges
- Control or project management capabilities in design, testing and execution
- Ideally would have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and compliance
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
About Goldman Sachs
Goldman Sachs is a global investment banking, securities, and investment management firm. It provides a wide range of financial services including advisory, underwriting, lending, and asset management to corporations, governments, and individuals worldwide.
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