Director, Compliance Operations

Required Qualifications

• Bachelor's degree in Business, Legal Studies, Insurance, Operations Management, or a related field
• 8 to 12 years of experience in compliance, with substantial time in compliance operations, monitoring and testing, or program management
• Demonstrated experience owning a monitoring or testing program, including planning, execution, and reporting of results
• Demonstrated experience building compliance reporting for executive and governance audiences
• Track record of driving cross-functional initiatives to closure without direct authority
• Experience integrating acquired businesses into an existing compliance operation
• People leadership experience, including developing analysts and senior analysts
• Skills
• Strong analytical and data skills, including the ability to build metrics that mean something to an executive audience
• Exceptional organizational discipline, with the ability to hold a calendar and a commitment log across many parallel workstreams
• Clear written communication, including executive reporting and procedure drafting
• Ability to influence and coordinate across business units, enterprise functions, and acquired teams
• Comfort working in a fast-paced, high-growth, acquisitive environment
• Proficiency in Microsoft Office Suite, with strong Excel and PowerPoint capability
• Preferred Qualifications
• SILA-F, AIRC, ACS, CCEP, or comparable compliance designations
• Experience in a distribution, IMO, FMO, or agency environment
• Hands-on experience with GRC platform reporting and workflow configuration
• Experience remediating a backlog of partially integrated business units
• Process improvement or project management certification such as Lean, Six Sigma, PMP, or CAPM
• Familiarity with life and annuity suitability, best interest, and advertising review requirements
• About Integrity
• Integrity is one of the nation’s leading independent distributors of life, health and wealth insurance products. With a strong insurtech focus, we embrace a broad and innovative approach to serving agents and clients alike. Integrity is driven by a singular purpose: to help people protect their life, health and wealth so they can prepare for the good days ahead.
• Integrity offers you the opportunity to start a career in a family-like environment that is rewarding and cutting edge. Why? Because we put our people first! At Integrity, you can start a new career path at company you’ll love, and we’ll love you back. We’re proud of the work we do and the culture we’ve built, where we celebrate your hard work and support you daily. Joining us means being part of a hyper-growth company with tons of professional opportunities for you to accelerate your career. Integrity offers our people a competitive compensation package, including benefits that make work more fun and give you and your family peace of mind.
• Headquartered in Dallas, Texas, Integrity is committed to meeting Americans wherever they are — in person, over the phone or online. Integrity’s employees support hundreds of thousands of independent agents who serve the needs of millions of clients nationwide. For more information, visit Integrity.com.
• Integrity, LLC is an Equal Opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, gender identity, national origin, disability, veteran status, or any other characteristic protected by federal, state, or local law. In addition, Integrity, LLC will provide reasonable accommodations for qualified individuals with disabilities.