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greenhouse

Counsel

Artisan Partners
Milwaukee, USA
Full-time
Mid · 2+ years experience
Hybrid
USD 175000-250000 yearly / year
Discovered 1 months ago
Microsoft Word

Full Job Posting

Responsibilities

  • The candidate is expected to:
  • Advise investment, product, distribution, marketing, compliance, and other business teams on legal and regulatory matters affecting investment products and advisory activities
  • Support the structuring, development, launch, and ongoing operation of registered and private investment products, including review of offering, governing, disclosure, and related documentation
  • Assist with regulatory filings, fund governance matters, board materials, disclosure updates, and other legal requirements applicable to registered investment companies and other pooled investment vehicles
  • Provide practical, solutions-oriented legal advice regarding the design, distribution, and promotion of investment products across distribution channels and geographies
  • Review marketing, advertising, and communications materials relating to investment strategies, mutual funds, private funds, separately managed accounts, and other investment products for compliance with applicable securities laws and regulations
  • Monitor and analyze regulatory, legislative, and industry developments affecting investment advisers, registered investment companies, private funds, and other investment products, and advise the business regarding their potential impact
  • Partner with compliance and business stakeholders to evaluate and implement changes arising from new or evolving SEC rules, regulatory guidance, examinations, enforcement developments, and industry practices
  • Support other legal department initiatives and responsibilities as assigned

Qualifications

  • The successful candidate will have strong analytical and organizational skills and great attention to detail. Additionally, the ideal candidate will possess:
  • J.D. from an accredited law school and admitted to practice law in at least one state
  • 2 to 5 years of legal experience practicing law with a top-tier law firm that specializes in investment funds or corporate and securities law
  • Experience in corporate or securities laws, with knowledge and practice in some or all of the Investment Company Act, Investment Advisers Act, 1933 Act, and 1934 Act
  • Excellent verbal and written communication skills
  • Ability to manage multiple assignments and deadlines
  • Strong sense of ownership of tasks and responsibilities
  • Ability and desire to work in multiple legal areas and with a broad set of business partners
  • PC skills in Microsoft Word, Excel and PowerPoint
  • Privacy Notice for California Applicants
  • Artisan Partners Limited Partnership is an equal opportunity employer. Artisan Partners does not discriminate on the basis of race, religion, color, national origin, gender, age, disability, marital status, sexual orientation or any other characteristic protected under applicable law. All employment decisions are made on the basis of qualifications, merit and business need.
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