Compliance Senior Associate
Skills
About This Role
Overview
- Support compliance coverage for US-focused funds, ensuring adherence to applicable regulatory requirements
- Monitor and interpret regulatory developments across the US, UK, and DIFC, assessing impact on the business
- Assist in maintaining and enhancing compliance frameworks, policies, and procedures
- Conduct ongoing compliance monitoring, testing, and surveillance activities
- Support regulatory filings and reporting requirements across relevant jurisdictions
- Provide guidance to internal stakeholders on compliance matters and regulatory obligations
- Assist with compliance reviews, internal audits, and remediation activities
- Support onboarding processes, including KYC/AML and investor due diligence where required
- Contribute to training and awareness initiatives across the business
- Liaise with regulators, auditors, and external advisors as needed
- Support ad hoc compliance projects and strategic initiatives
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