Compliance Officer - Fintech / Innovation - Dubai

Overview

• Regulatory Compliance & Advisory

• Ensure adherence to DFSA rules, regulations, and guidance
• Provide day-to-day compliance advice to internal stakeholders
• Interpret regulatory requirements and translate them into practical business processes

• Policy & Framework Development

• Develop, implement, and maintain compliance policies and procedures
• Support enhancement of compliance frameworks in line with evolving DFSA expectations

• Monitoring & Reporting

• Conduct compliance monitoring reviews and risk assessments
• Prepare internal reports and regulatory submissions where required
• Assist with DFSA audits, inspections, and ongoing supervisory interactions

• Financial Crime Compliance

• Support AML/CFT frameworks including KYC, onboarding, and transaction monitoring
• Assist with SAR reporting and financial crime risk assessments

• Innovation & Product Support

• Partner with product and technology teams to ensure compliant product design
• Advise on regulatory implications of new products, services, or business models
• Contribute to regulatory strategy in emerging areas (e.g., fintech, digital assets)

• Training & Awareness

• Deliver compliance training to staff
• Promote a strong compliance culture across the organisation

Requirements

• Experience
• 3–5 years of compliance experience within DFSA-regulated entities
• Background in fintech, innovation-driven firms, or high-growth environments preferred
• Knowledge
• Strong understanding of DFSA rulebook, AML/CFT regulations, and compliance frameworks
• Familiarity with innovation sectors (fintech, digital banking, regtech, crypto/digital assets) is highly desirable
• Skills
• Strong analytical and problem-solving abilities
• Ability to balance regulatory requirements with commercial objectives
• Excellent stakeholder management and communication skills
• Comfortable working in fast-paced, evolving environments
• Qualifications
• Bachelor’s degree in Law, Finance, Business, or related field
• Relevant certifications (e.g., ICA, ACAMS) are advantageous