Compliance Officer
Skills
About This Role
About the Role
We are seeking a **qualified Compliance Officer** to oversee and manage the firm’s regulatory compliance framework in line with **UAE Securities and Commodities Authority (SCA)** requirements.
This is a **controlled function**, responsible for ensuring adherence to all applicable laws, regulations, and internal policies, with a strong focus on **financial crime prevention and regulatory governance**.
Key Responsibilities
- Develop, implement, and maintain the firm’s **compliance framework, policies, and procedures**
- Ensure full adherence to **SCA regulations and UAE financial laws**
- Act as the primary point of contact with regulators and support **regulatory inspections and reporting**
- Oversee **AML/CFT (Anti-Money Laundering & Combating the Financing of Terrorism)** controls and monitoring
- Conduct **compliance monitoring, risk assessments, and internal audits**
- Review business activities, client onboarding, and transactions to ensure compliance with **KYC/AML requirements**
- Provide guidance and training to staff on **regulatory obligations and financial crime risks**
- Identify, investigate, and escalate **compliance breaches or suspicious activities**
- Maintain proper documentation and reporting for regulatory purposes
(Mandatory)
- Passed **UAE Financial Rules & Regulations**
- Passed **Combating Financial Crime**
- Eligible for approval by **SCA as Compliance Officer**
Experience
- 4–8+ years in:
- Compliance, AML, or risk roles within financial services
- Experience in **SCA, DFSA, or other regulated environments** strongly preferred
- Proven experience in **AML/CFT frameworks and regulatory reporting**
& Competencies
- Strong knowledge of:
- UAE regulatory framework (SCA rulebook)
- AML/CFT laws and financial crime prevention
- Excellent analytical and problem-solving skills
- High level of integrity and professional ethics
- Strong communication and stakeholder management abilities
- Ability to operate independently and advise senior management
What We Offer
- Competitive salary and benefits package
- Opportunity to work in a **highly regulated financial environment**
- Career progression and professional development
- Exposure to regulatory strategy and governance at a senior level
How to Apply
If you meet the regulatory and certification requirements and are ready to take on a key compliance role, please submit your CV along with details of your qualifications.
*Note: Only candidates meeting SCA regulatory and certification requirements will be considered.*
Pay: AED7,500.00 - AED13,000.00 per month
License/Certification
- Combating Financial Crimes certificate (Required)
- UAE Financial Rules and Regulations certificate (Required)
- Work Location: Hybrid remote in Dubai (Dubai)
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