Compliance Officer - Banking and Financial sector only (Dubai Financial and Insurance Company)

 Monitor and interpret applicable insurance laws, regulations, and regulatory

updates.

 Ensure compliance with requirements issued by regulatory authorities and

other governing bodies.

 Maintain and update compliance policies, procedures, and controls.

 Advise management and staff on compliance-related matters and regulatory

obligations.

 Assist in implementing regulatory changes across the organization.

 Conduct periodic compliance reviews and assessments.

 Monitor adherence to internal policies and procedures.

 Identify compliance risks and recommend corrective actions.

 Prepare compliance reports and submit updates to management.

 Maintain compliance registers, records, and documentation.

 Develop, review, and update company policies, manuals, and compliance

frameworks.

 Ensure policies are communicated effectively across the organization.

 Support the implementation of governance and risk management initiatives.

 Conduct compliance training and awareness programs for employees.

 Promote ethical conduct and a strong compliance culture within the

organization.

 Provide guidance on regulatory requirements and company policies.

 Assist in investigating compliance breaches and policy violations.

 Recommend corrective and preventive actions.

 Support internal audits and regulatory inspections.

 Work closely with internal departments to mitigate compliance risks.

 Support the implementation and monitoring of Anti-Money Laundering (AML),

Counter-Terrorism Financing (CFT), and sanctions compliance requirements.

 Review customer due diligence (CDD) and Know Your Customer (KYC)

documentation where applicable.

 Assist in identifying and escalating suspicious activities.

 Bachelor's degree in Law, Business Administration, Finance, Risk

Management, Insurance, or a related field.

 Minimum 3–5 years of experience in compliance, risk management, audit, or

insurance operations.

 Knowledge of insurance regulations, corporate governance, AML/CFT

, and regulatory compliance practices.

 Professional certifications in compliance, risk, or audit are an advantage.