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Compliance Executive

A&A Associate
Abu Dhabi Emirate, UAE
fulltime
Mid-Senior
3 weeks ago
ComplianceExecutive
Free

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Overview

We are seeking a detail-oriented and proactive

Compliance Executive

to join our team in

Abu Dhabi.

The ideal candidate will have experience in compliance, AML/KYC, regulatory reporting, and risk management within the CSP or banking sector.

The role involves ensuring adherence to applicable regulatory requirements, internal policies, and industry best practices.

Key Responsibilities

  • :Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Know Your Customer (KYC) reviews
  • .Monitor and ensure compliance with UAE regulatory requirements, AML/CFT regulations, and internal compliance policies
  • .Review and assess client onboarding documentation and identify potential compliance risks
  • .Assist in preparing and submitting regulatory reports and compliance-related filings
  • .Perform periodic compliance monitoring and risk assessments
  • .Maintain accurate compliance records and documentation
  • .Investigate and escalate suspicious activities or compliance concerns when required
  • .Support internal and external audits by providing necessary documentation and reports
  • .Stay updated with regulatory developments and advise relevant stakeholders on compliance obligations
  • .Conduct compliance awareness sessions and provide guidance to employees on regulatory requirements
  • .Collaborate with various departments to ensure effective implementation of compliance controls
  • .

Qualifications & Requirement

  • s:Bachelor's degree in Law, Finance, Business Administration, Accounting, or a related fiel
  • d.3–6 years of compliance experience within a CSP, banking, financial services, or consulting environmen
  • t.Strong understanding of AML/CFT regulations, KYC requirements, sanctions screening, and risk management practice
  • s.Knowledge of UAE regulatory frameworks and compliance requirement
  • s.Professional certifications such as CAMS, ICA, or equivalent will be an added advantag
  • e.Strong analytical, organizational, and problem-solving skill
  • s.Excellent communication and report-writing abilitie
  • s.Proficiency in Microsoft Office application
  • s.

Preferred Skil

  • ls:Experience handling client onboarding and ongoing monitoring process
  • es.Familiarity with compliance screening tools and regulatory databas
  • es.Ability to manage multiple tasks while maintaining attention to deta
  • il.Strong stakeholder management and interpersonal skil
  • ls.

Benef

  • its:Competitive salary pack
  • age.Career growth opportunit
  • ies.Exposure to a dynamic compliance and regulatory environm
  • ent.Health insurance and other company benefits as per UAE labor
  • law.

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