Compliance Director - Business Advisory (Fintech)
Skills
About This Role
Overview
This position partners closely with stakeholders across the business to provide clear, practical compliance guidance.
Reporting to the Head of Compliance, the role focuses on supporting the business in meeting regulatory expectations while contributing to the ongoing development and enhancement of the overall compliance framework.
Key Responsibilities
- Act as a trusted compliance advisor to the business, providing practical guidance on regulatory requirements, conduct, and data protection matters
- Partner with product, technology, and commercial teams to ensure compliance is embedded into new initiatives, change programmes and customer journeys
- Interpret and apply regulatory expectations and internal policies across a range of business activities
- Support the development and enhancement of a risk-based compliance framework, including monitoring and assurance activities
- Provide constructive challenge on business decisions where regulatory or conduct risks arise
- Assist in identifying, assessing, and escalating compliance risks, issues, and breaches where appropriate
- Support regulatory engagement activities, including submissions, queries, and supervisory interactions
- Contribute to the development of compliance policies, procedures, and governance standards
- Promote a strong culture of compliance, ethics, and accountability across the organisation
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