Compliance Analyst
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Key skills for this role
About the Role
**Position Details** * Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy * Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program * Assist with regulatory examinations, inquiries, investigations
Key Skills for This Role
Full Job Posting
Position Details
- Assist with the administration of the Firm’s global Quantitative Trading Compliance program, including the initial vetting and ongoing review of portfolio management teams against the Firm’s Algorithmic Trading Policy
- Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program
- Assist with regulatory examinations, inquiries, investigations and projects, as necessary
- Assist with drafting and amending compliance related policies and procedures
- Prepare and conduct compliance trainings
Qualifications And Skills Required
- 3+ years of experience
- Experience at a regulatory authority, bank/broker or buy-side firm
- Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
- Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
- An understanding of global financial markets, including market structure, is preferred
- General understanding of Artificial Intelligence, including current regulatory focus areas
- Strong analytical / conceptual problem-solving skills with attention to detail
- Strong sense of ownership and personal responsibility
- Ability to prioritize, multi-task, and manage deadlines while successfully completing assignments
- Strong written and verbal communication skills
- Ability to create presentation materials for senior management
- Proficient in Microsoft PowerPoint and Excel
- Good team player with a strong willingness to participate and help others
- The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future.
- Millennium pays a total compensation package which includes a base salary, discretionary performance bonus, and a comprehensive benefits package.
- When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
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