Compliance Analyst / Compliance Coordinator

Role Description

Analyst Responsibilities

• Analyze compliance records, monitor regulatory developments, review internal controls, prepare reports, and document findings.
• Assist with risk assessments, transaction reviews, customer due diligence, and internal investigations as required.
• Work with compliance, legal, finance, and risk teams to identify irregularities, recommend corrective actions, and support regulatory standards.

Coordinator Responsibilities

• Maintain compliance calendars, track documentation requirements, coordinate audits and internal reviews, and update policy records.
• Collect information, monitor deadlines, prepare supporting documents, and maintain required records.
• Assist with compliance training arrangements, regulatory submissions, and distribution of policy updates.

Qualifications

• Degree or diploma in Law, Finance, Accounting, Business Administration, Risk Management, or a related discipline.
• Understanding of regulatory compliance, internal controls, corporate governance, and risk management principles.
• Familiarity with compliance monitoring, regulatory documentation, audit coordination, and reporting procedures.
• Ability to review information, identify discrepancies, maintain accurate records, and support corrective actions.
• Knowledge of AML, CDD, or KYC procedures is an advantage.
• Proficiency in Microsoft Office, particularly Excel, Word, and PowerPoint.
• Strong analytical thinking, organizational skills, attention to detail, written and verbal communication, and cross-department coordination.
• Ability to manage deadlines, maintain confidentiality, follow procedures, and contribute to ethical, accurate, collaborative continuous improvement.