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Client Onboarding & Documentation Control Manager - Associate

JPMorgan Chase
Bournemouth, GBR
Full-time
Manager · 5+ years experience
Onsite
Discovered 6 days ago
alteryxexcelpythontableau

Full Job Posting

Required qualifications, capabilities, and skills:

  • 5+ years in controls, compliance, audit, quality assurance, operational risk management, or other relevant experience within a commercial or investment banking environment at a financial institution, or equivalent experience with a reputable financial consulting or public accounting firm.
  • Bachelor’s degree or equivalent relevant work experience required.
  • Excellent communication and interpersonal skills, with the ability to build relationships across the region and at all organizational levels. Demonstrates strong AML/KYC and data expertise.
  • Self-motivated and results-driven, with a proven ability to deliver high-quality outcomes under tight deadlines.
  • Advanced Excel skills, including the ability to efficiently review and analyze data.

Preferred qualifications, capabilities, and skills:

  • Excellent presentation, communication, and investigative skills, with strong judgment and the ability to assess complex KYC and data-related issues.
  • Proficient in working with databases, with a solid understanding of database concepts and languages.
  • Experience with AI solutions or tools such as JIRA, Alteryx, Tableau, and Python is an advantage.

Responsibilities

  • Effectively manage a caseload of AML/KYC engagements including regulatory examinations, internal and external audits and Compliance review activities. Review Requests for Information (RFI) from examiners, auditors and testers, in a timely and effective manner. Prepare sample KYC files and responses, or coordinate with the subject matter experts to collect, review and submit responses.
  • Executive leadership and problem solving skills to help navigate complex global challenges in a highly fluid regulatory environment.
  • Lead the regulatory reporting end-to-end with partnership with MIS Reporting and Operations. Manage large and complex data requested by regulators. Understand and be able to perform data analytics when required.
  • Engage and develop effective partnerships with LOB Compliance teams, local and regional onboarding teams, Legal, Internal Audit, Business and Operations. Provide regular executive-ready management reporting to senior key stakeholders with actionable insights on regulatory audit themes.
  • Use analytics and AI/LLM capabilities to anticipate trends and deliver solutions that elevate the risk and control environment. Support automation or other CO&D Controls related initiatives as required.
  • Proactively engage with stakeholders to identify and assess risks.

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