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Business Aligned Compliance Associate Director

DTCC
Tampa, USA
Full-time
Director · 8+ years experience
Onsite
Discovered 1 weeks ago

Full Job Posting

Qualifications:

  • Minimum of 8 years of related experience
  • Bachelor's degree preferred or equivalent experience
  • Talents Needed for Success:
  • Knowledge of financial services, particularly in the securities markets
  • Knowledge of financial services laws and regulations
  • Excellent listening and communication (oral and written) skills to effectively interface with all levels of leadership
  • Ability to work in a team dynamic with team members in different locations
  • Experience working at or with financial services regulators (e.g. SEC, FRB, NYSDFS, CFTC, ESMA, etc.) is highly desirable
  • Knowledge of basic compliance principles and standards, including industry best practices and compliance controls
  • The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.

Preferred Qualifications

  • Bachelor's degree preferred or equivalent experience

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