Associate Director of Compliance (Crypto)

Mission / Purpose of the Role

The Associate Director Compliance will report to the Deputy CEO and oversee a portfolio of client mandates while ensuring the delivery of industry-leading regulatory compliance and AML/CTF programs across Abu Dhabi and the wider UAE.

The role is responsible for supporting clients in structuring and implementing robust compliance frameworks, maintaining strong regulatory alignment, and serving as a key point of coordination with relevant authorities.

In addition, the Director will contribute to JAP's growth strategy by converting existing company relationships into new business opportunities and driving the expansion of the compliance practice across the UAE.

12 18 Month Mission Outcomes ( What Success Looks Like )

1) Ensure full regulatory compliance with ADGM/FSRA/VARA requirements

All regulatory filings submitted accurately and on time

No regulatory breaches

Successful completion of audits without major findings

2) Implement and maintain a robust AML/CTF framework

100% of client onboarding and monitoring processes comply with AML/CTF policies

Timely submission of SARs

Minimal compliance gaps identified in audits

3) Provide strategic compliance and advisory support to clients

Positive client feedback on regulatory guidance

Enhanced client compliance programs with measurable improvements

4) Strengthen business development and client engagement

New client acquisitions

Increased market share and revenue from compliance services

Successful representation at industry events

5) Conduct internal training and awareness programs

Completion of scheduled compliance and AML/CTF training sessions

Staff demonstrate understanding through assessments or audits

6) Audit, monitor, and improve compliance processes

Regular compliance reviews completed

Identified gaps addressed with corrective action

Internal controls strengthened

7) Maintain accurate documentation and reporting

All compliance records, policies, and reports are audit-ready

Timely submission of regulatory filings

8) Foster leadership, team development, and company culture

Team members trained and coached

High engagement scores; positive feedback from colleagues and clients

Strong promotion of JAP brand and culture

9) Continuously improve compliance and AML/CTF systems

Implementation of new processes, tools, or automation

Measurable reduction in compliance risks

Adoption of industry best practices

Act as primary contact with ADGM/FSRA/VARA ; monitor and implement regulatory changes.

Develop and update internal compliance policies and procedures.

Conduct risk assessments and report to management and regulators.

No regulatory breaches.

All regulatory filings submitted accurately and on time.

Audit findings minimal or resolved promptly.

Serve as MLRO ; implement AML/CTF controls.

Oversee client onboarding, CDD/EDD , and monitoring.

Investigate suspicious transactions and maintain AML/CTF records.

100% compliance with AML/CTF procedures.

Timely submission of SARs .

Compliance gaps identified and remediated.

Leverage global relationships to source new business and onboard clients.

Strengthen stakeholder relationships.

Represent JAP at events and advise clients on compliance.

New client acquisitions and revenue growth.

Positive client feedback.

Improved client compliance programs.

Develop and deliver compliance and AML/CTF training for staff and clients.

Provide guidance on regulatory matters.

Training sessions delivered on schedule.

Staff demonstrate understanding through assessments or audits.

High engagement in compliance culture.

Coordinate internal and external audits.

Conduct compliance reviews and spot checks.

Identify and remediate control weaknesses.

Compliance reviews completed on schedule.

Gaps addressed with corrective action.

Strengthened internal controls.

Maintain records of compliance activities, policies, and reporting.

Ensure audit readiness and prepare regulatory filings.

All documentation audit-ready.

Timely submission of reports and filings.

Communicate compliance risks and obligations to senior management.

Foster relationships with stakeholders, auditors, regulators, and clients.

Represent consultancy professionally.

Effective risk communication.

Strong stakeholder relationships and professional representation at all levels.

Minimum bachelor s degree from a leading university

Preferred concentration in law, finance, accounting, or economics

Significant, demonstrable experience dealing with regulatory authorities in the UAE and the wider MENA region

At least 10 years of overall industry experience

8+ years of direct compliance experience within the financial services industry and exposure to VARA and other crypto regulators

Direct experience creating and implementing regulatory compliance programs within a successful financial services organization