AML Analyst

Responsibilities:

• Conduct and complete risk-based investigations into individual and legal entity clients using transactional information, open-source research and client documentation;
• Making determinations regarding the outcome of investigations with respect to the requirement to complete Suspicious Transaction Reports (STRs) with FINTRAC;
• Preparing Suspicious Transaction Reports (STRs) including entry of transactional data resulting from investigations into FINTRAC reporting software;
• Maintain accurate records of investigative actions and outcomes in line with internal policies and regulatory requirements;
• Advising supervisors, management and other internal stakeholders on the outcomes of investigative activities;
• Provide support to supervisors and VPs, Compliance;
• Provide input for processes & procedures to assist firm in being compliant with regulatory requirements;
• Perform time-sensitive tasks (e.g. year end and regulatory audit inquiries) quickly in response to regulatory and internal stakeholder inquiries;
• Handle internal and external queries efficiently to promote business and in turn profitability;
• Document queries and the result of such for reference purposes in order to target and resolve potential deficiencies.
• Skills & Qualifications:
• 1-3 years of experience in the securities industry or a FINTRAC reporting entities financial intelligence unit.;
• Understanding of CIRO, FINTRAC/PCMLTFA and related regulations;
• Familiarity with money laundering and fraud typologies, especially as they related to the securities industry;
• Experience and knowledge of legal documentation for corporations, trusts and other legal entities;
• Detail-oriented, accurate and thorough;
• Aptitude to seek information, problem solve, exhibit sound judgment and discretion;
• Superior written and verbal communication skills with strong interpersonal skills;
• Excellent organizational and time management skills;
• Ability to work in a fast-paced environment and take initiative;
• Work in a team environment and demonstrate a professional and friendly manner;
• Proficiency with MS office suites required, Dataphile and WorldCheck are an asset;
• Completion or willingness to complete CAMS, the CSC and CPH is an asset.
• #LI-SK1 #LI-Onsite #INDHP
• All applications will be held in strict confidence.
• In order to be considered for employment, candidates selected for interviews will be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions.
• Protecting your online safety:
• Canaccord Genuity and its affiliates do not use text messages for recruitment purposes. If you have received a text message claiming to be from CG or an authorized representative regarding job recruitment, please treat as fraudulent and do not respond.
• We wish to thank all candidates for their interest but only those applicants selected for an interview will be contacted. No phone calls please. Thank you for your understanding.