{bc}

Compliance Officer

EFG HoldingDubai, UAE3 weeks agoEntry
Entryfulltime

Skills

AML (Anti-Money Laundering)KYC (Know Your Customer)Financial RegulationsData Privacy LawsCorporate GovernanceRisk Management
Generate Resume for this Job
Via LinkedIn·

About This Role

Purpose

Assist in monitoring the trading activities of the Brokerage division and its employees to ensure adherence to the relevant local and international rules and regulations, AML and Sanctions programs and EFG Polices (PEP Policy, Sanctions Policy, AML Group and Segment Policy, Staff Dealing Policy, etc.).

Responsibilities

  1. Review KYC/AML documents for new clients. Ensure their documentation is complete and activate accounts on the brokerage system.
  2. Monitor all trading orders to ensure they are taken according to the market rules, and review errors and breaches.
  3. Conduct AML checks including but not limited to initial and ongoing sanctions and adverse media screening against the relevant sanctions lists (local and international) for all customers. Monitor customers’ transactional behavior to ensure early detection of suspicious or unusual activity.
  4. Provide reports to the relevant parties on a regular basis to ensure adherence to the Compliance Monitoring Program as well as the AML and Sanctions Programs.
  5. Handle clients’ complaints and escalate to higher levels, if needed, for further action.
  6. Ensure compliance with all applicable AML/CTF rules and regulations as required in the conduct of your role.
  7. Ensure timely completion of all relevant AML/CTF training provided by the Group.
  8. Ensure response to AML, CTF & sanctions inquiries in a timely manner.

Job requirements

  1. Bachelor’s degree in discipline.
  2. 0 – 2 years’ experience in compliance in a financial institution.
  3. Knowledge of the industry’s standards and regulations is a plus.
  4. Excellent analytical and critical thinking skills.
  5. Good Microsoft Office skills (Word, Excel and Power point).
  6. Excellent communication skills (written, verbal and listening).
  7. Able to build partnerships and work well in teams.
  8. Can identify problems and refer/escalate complex issues to a higher level.
  9. Detail oriented; ensure deliverables are always of a high quality.
  10. Able to work under pressure.
  11. Multi-tasker, with the ability to meet changing deadlines, and to prioritize and handle multiple projects.
  12. Self-motivated and maintains a positive attitude.

“Thank you for your interest in applying to EFG Holding. Due to the high volume of applications/interest, please note that we are only able to respond directly to applicants that are shortlisted for interviews.”

Similar Jobs

Compliance Officer and MLRO

Apex Group Ltd · Abu Dhabi

Mid-Seniorfulltime

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally

Skills

Anti-Money Laundering (AML)Counter-Terrorist Financing (CTF)Know Your Customer (KYC)

Compliance Officer.Compliance (UAE Nationals Only)

Mashreq ·

Entryfulltime

Support Compliance Manager in day to day operations of ECF unit, ensuring compliance to Bank’s AML/KYC policies/procedures and regulatory requirements. - Maintain ongoing awareness/knowledge of all regulations set by the

Skills

Anti-Money Laundering (AML)Counter-Terrorist Financing (CTF)Know Your Customer (KYC)

Country Compliance Officer UAE - Director

United States Citigroup · United Arab Emirates

Director

Oversee compliance risk management, implement global processes, and provide strategic direction while influencing senior leaders and managing stakeholder relationships.

Skills

AML (Anti-Money Laundering)KYC (Know Your Customer)Financial Regulations

Country Compliance Officer UAE - Director

Citi · Dubai

Directorfulltime

The Citi Country Compliance Officer (CCCO) is responsible for overseeing the Compliance Program for all Citi activity within the jurisdiction: regulated branches, legal entities and other affiliates, as well as shared se

Skills

AWSScalaCRM

Country Compliance Officer UAE - Director

Citi · Dubai

Directorfulltime

Job Req Id: 26960084 Location(s): Dubai, Dubai, United Arab Emirates Job Type: On-Site/Resident Posted: May. 07, 2026 Discover your future at Citi -------------------------------- Working at Citi is far more than just a

Skills

AWSScalaRisk Management

QAFS System Compliance Officer- UAE Nationals

Agthia Group PJSC · Al Wathbah

Entryfulltime

Profile Snapshot Title: QA& FS System Compliance Officer Location: Abu Dhabi, United Arab Emirates Position Type: Full Time Overview The QA& FS System Compliance Officer will be leading and strengthen Quality Assurance a

Skills

AML (Anti-Money Laundering)KYC (Know Your Customer)Financial Regulations

MLRO & Compliance Officer

Verto · Dubai

Mid-Seniorfulltime

About Verto At Verto, we're on a mission to democratise global finance and empower businesses in Emerging Markets to reach the world. Founded by British-Nigerian entrepreneurs Ola Oyetayo and Anthony Oduu, our roots in A

Skills

AML (Anti-Money Laundering)KYC (Know Your Customer)Financial Regulations

Chief Compliance Officer/MLRO

Paysend · Dubai

Executivefulltime

About The Role: The CCO/MLRO serves as the principal executive responsible for ensuring that Paysend UAE operates in full compliance with all applicable laws, regulations, and standards issued by the Central Bank of the

Skills

AWSGitVAT

Compliance Officer - UAE National

Mashreq · Abu Dhabi

Mid-Seniorfulltime

Interpret domestic and international sanctions (UAE, US, UK, EU, UN etc.) and maintain sufficient awareness and knowledge of Sanctions that impact the bank and/or its branches or subsidiaries. - Conduct investigation of

Skills

AML (Anti-Money Laundering)KYC (Know Your Customer)Financial Regulations
AI Job Platform

Stop applying blindly. Start getting hired.

Base Career automates the hardest parts of job searching — apply smarter, not harder.

AI Resume in 60s

Your resume rewritten for this exact role using the job description as the brief.

ATS-Optimized

Get past automated screening filters with the right keywords matched to each job.

Application Tracker

Track every job, follow-up, and interview in one visual kanban board.

Start Today for Free

Free plan · No credit card required