Compliance Officer.Compliance-AML Unit.41.Compliance Group

Overview

• Review and analyze transaction monitoring alerts generated through the SAS AML system in accordance with the AML Standard Operating Procedures (SOPs) and within stipulated turnaround times (TATs).
• Conduct detailed investigations on alerted cases, including customer profile analysis, transactional behavior review, and risk assessment.
• Prepare high‑quality Suspicious Activity/Transaction Reports (SARs/STRs) and ensure timely submission to the Central Bank (CB) in line with regulatory requirements.
• Provide comprehensive, accurate, and well‑documented analysis to support the AML Investigations Team during case review and escalation stages.
• Identify and highlight key Financial Crime risks, unusual patterns, or red flags identified during customer account reviews to the Line Manager and/or Head of Transaction Monitoring (or delegate).
• Monitor the EE/SAS AML system on an ongoing basis and conduct appropriate reviews to facilitate alert closure, escalation, or further investigation as required.
• Escalate any identified compliance policy breaches, financial crime concerns, or suspicious activities to the Line Manager in a timely and effective manner.
• Conduct AML enquiries and investigations based on directives received from the Compliance Manager, ensuring adherence to internal policies and regulatory standards.
• Handle referrals received from business units in accordance with the bank’s policies, ensuring no breach of established processes or guidelines.
• Maintain proper documentation and audit trails for all reviews, investigations, and reporting activities.